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Where Compliance Meets Convenience in Advisory Communications

1 MIN READ

Within the financial services sector, it would be fair to say that the words compliance and convenience are not often associated with each other. In fact, they would be recognised as being somewhat disconnected. Compliance is often associated with bureaucratic paperwork, which is some way away from most people's definition of convenience.

Are any compliance tasks convenient?

Within the financial advisory space, and specifically on the focused topic of client communications, it would be easy to perceive that compliance and convenience are at opposite ends of a single, inversely proportional scale.

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